For Regulated Financial Institutions
End-to-end compliance automation for banks, fintechs, payment processors, and investment firms. Stop managing compliance manually. Start running it as infrastructure.
Administrative penalties and remedial measures set by each member state, and public disclosure of the sanction (Arts. 50 and 54).
Your register of information is filed with your supervisor. In the ESAs' 2024 dry run, fewer than 7% of registers passed every data quality check.
Up to €20M or 4% of global turnover, actively enforced, with total EU fines exceeding €4.5 billion through 2024.
Non-compliance is no longer a calculated risk. It is an existential one.
DORA has applied in full since January 2025, and the register of information is now filed every year. GDPR enforcement has never been more active, or more expensive.
The problem isn't that your compliance team is inadequate. It's that the regulatory surface area has grown faster than any human organisation can scale. Evidence collection, control mapping, third-party risk assessments, incident documentation, DPIA maintenance, ICT risk registers — each framework demands its own documentation cycle, and the cycles never stop.
ICT Risk, Resilience Testing, and Third-Party Oversight — Automated
DORA requires financial entities to implement, maintain, and continuously evidence a comprehensive ICT risk management framework. ComplianceOS addresses DORA compliance across all five pillars:
ICT Risk Management: automated review of your ICT risk policies against Articles 5–16, with gap identification and remediation guidance.
Incident Classification and Reporting: structured incident log review and RTS-aligned classification support.
Digital Operational Resilience Testing: TLPT scope documentation and evidence package preparation.
Third-Party Risk Management: contractual clause analysis against DORA Article 30 requirements, including exit strategies and sub-outsourcing reviews.
Information Sharing: framework documentation for TIBER-EU and sector-specific intelligence sharing obligations.
ComplianceOS automates document review against each pillar, producing a gap analysis with cited regulatory references.
Register data and Article 30 clauses you cannot produce without them
Every ICT provider you rely on must appear in your register of information and hold the Article 30 provisions in its contract with you. ComplianceOS reads each contract and addendum, shows what is present, partial or missing, and gives each provider a cited list of what to fix:
Service descriptions, data locations and conditions on sub-outsourcing
Assistance with ICT incidents, and cooperation with your competent authority
Data availability and integrity, and its return on exit or insolvency
Termination rights and exit strategies
Audit, access and inspection rights for critical or important functions
Participation in your resilience testing, including TLPT
The output is not just a gap report. It is a prioritised list of missing provisions for each provider, with the clause and the page cited, ready to go into an addendum and into your register.
From DPIA to Data Subject Rights — Documented and Defensible
GDPR compliance is not a project. It is an operational state. ComplianceOS reviews your GDPR documentation corpus across all key obligations:
ROPA review: completeness, accuracy, and Article 30 alignment.
Lawful basis mapping: identification of processing activities without documented lawful basis.
DPIA analysis: risk identification and mitigation measure adequacy.
Data retention schedule review against stated purposes and legal obligations.
Third-country transfer documentation: SCCs, adequacy decisions, and BCR coverage.
Data subject rights procedures: response workflows, identity verification, and escalation paths.
ComplianceOS doesn't replace your compliance team. It multiplies what they can do. Instead of annual scrambles driven by audit deadlines, you move to a state of continuous readiness.
Arrive at every internal and external audit with evidence packages pre-assembled. Reduce auditor hours and associated fees materially.
Move from annual compliance scrambles to continuous monitoring. ComplianceOS reviews your documentation on an ongoing basis — not just before an audit.
Every output is cited to its source control and the relevant regulatory article. Your compliance is not just performed — it is documented and defensible.
We work with regulated institutions to run a structured pilot focused on your most pressing compliance obligation. You see the outputs before you commit. No long-term contract required to begin.